The Compliance Specialist ("CS") is integral to ensuring robust regulatory compliance. Working closely with the CRCO, this role focuses on maintaining and improving comprehensive compliance practices. Key responsibilities include assisting with regulatory filings and inquiries, managing compliance records and a docketing calendar, overseeing regulatory requirements for claims adjusters, producers, and reinsurance intermediaries, and providing support for corporate governance activities

• Managing all regulatory compliance reporting and filing obligations for corporate entities and insurance companies, including collaboration with other business units.

• Tracking the status of deliverables.

• Maintaining and updating a comprehensive compliance calendar.

• Organizing and documenting compliance files and processes, while identifying and implementing enhancements.

• Overseeing licensing and appointments for claims adjusters, producers, and reinsurance intermediaries.

• Supporting corporate governance, data call reporting, handling consumer complaints, and responding to regulator inquiries and examinations.

• Monitoring industry news and developments, sharing relevant updates with affected parties, and taking appropriate actions within the Compliance Department.

• Collaborating with the CRCO to develop training and reference materials.