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Head of Risk and Compliance

  • Location:

    Liverpool

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Josh Baxendale

  • Contact email:

    Josh.Baxendale@oliverjames.com

  • Job ref:

    JOB-112024-262965_1730999730

  • Published:

    14 days ago

  • Expiry date:

    2024-12-07

  • Startdate:

    ASAP

I am recruiting a Head of Risk and Compliance for a well eastblished firm in a nicher area of Financial Services, in Liverpool on a hybrid basis.
The scope of the role:
  • Managing and leading the 2nd line Risk and Compliance functions
  • Risk management, controls, reporting and ownership
  • Compliance and Governance duties
  • Compliance monitoring programme
  • Consumer duty / conduct risk expertise to lead this area
The candidate:
  • Very strong FCA regulation and handbook knowledge
  • Experience in both Risk AND Compliance, within a Financial Services Firm
  • Excellent communicator, especially at a senior level
  • Leadership skills
If this sounds like you, please apply or email josh.baxendale@oliverjames.com for more info, with your updated CV


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